Invexmart Financial Services Pvt Ltd
SEBI Registration No.: INZ000317337
Introduction
Invexmart Financial Services Pvt Ltd promotes ethical practices and transparency by providing a secure channel for reporting unethical behavior, fraud, or regulatory issues, in compliance with SEBI stock broker regulations.
Policy Objectives
The policy supports reporting of genuine concerns, ensures impartial investigations, protects reporters from retaliation, and meets SEBI requirements for a documented whistle blower mechanism available to all stakeholders.
Coverage
Applies to employees, directors, authorized persons, clients, vendors, consultants, and other stakeholders. Covered issues include fraud, bribery, data breaches, market abuse, and violations of laws or company ethics.
Reporting Options
Email: [email protected]
Written: Compliance Officer, Invexmart Financial Services Pvt Ltd, No.108, RM Towers, D-3, 3rd Floor, Chamiers Road, Teynampet, Chennai, Tamil Nadu – 600018
Anonymous reports accepted if details allow investigation.
Investigation Steps
Compliance Officer conducts initial review.
Apex Body or Audit Committee approves and assigns investigators.
Process remains confidential, fair, and documented, with findings reported for action.
Whistle Blower Safeguards
No retaliation, discrimination, or harassment against good-faith reporters. Identities stay confidential unless legally required.
Handling False Reports
Knowingly false or malicious complaints may lead to disciplinary measures.
Confidentiality and Records
Details shared only on need-to-know basis. Records retained for at least 8 years per regulations.
Policy Updates
Reviewed annually or on regulatory changes, with Apex Body approval.
No.108, RM Towers, D-3, 3rd Floor, Chamiers Road, Teynampet, Chennai, Tamil Nadu, India, 600018
Invexmart Financial Services Pvt Ltd: BSE EQ | BSE FO | BSE CD – 6864 SEBI REG: INZ000317337
Invexmart Financial Services Pvt Ltd: MCX-57330 SEBI REG: INZ000317337
Invexmart Financial Services Pvt Ltd: CDSL DP ID – 12102200 SEBI REG: IN-DP-799-2025
Invexmart Financial Services Pvt Ltd – AMFI Registration No: ARN – 306562
We hereby declare that we are doing PRO trading.
GST No. 33AAHCI2732D1Z1
CIN: U66110TN2023PTC163002
Securities: KYC is a simple one-time process that has to be undergone while investing in securities markets – When KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not go through the same process once more when you move towards another mediator.
Commodities: The first and foremost requirement for opening a trading account is the trader/investor should be aware of the documents/proofs submitted by none other than you. Please be aware to avoid any misleads in documentation and signature.
Procedure to file a complaint on SEBI SCORES : Register on SCORES portal and SEBI SCORES 2.0. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances
Click on the provided link to learn about the process for submitting a complaint on the ODR platform for resolving investor grievances.
Disclaimer: Investment in the securities market is subject to market risks, read all the related documents carefully before investing. Brokerage will not exceed the SEBI prescribed limit
Prevent unauthorized transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors. All clients have to update their email id and mobile number with Member: Investor Grievance [email protected]
Investors are requested to note that Invexmart Financial Services Private Limited is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). that Invexmart Financial Services Private Limited is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us.
Clients | investors are requested to refrain from dealing in any schemes of unauthorized collective investments, portfolio management, guaranteed Return etc.
Risk Disclosures on Derivatives:
Email : [email protected]
CIN: U66110TN2023PTC163002
Landline : 044-49789295
Phone Number : 9551515154